16
Mar
AdvisorVault's expertise in 17a-4 data archiving has joined forces with Compliant Workspace's consolidated 365 Service® to provide FINRA firms with a fully compliant and secure solution for migrating onto Microsoft 365. 17a-4 broker-dealer compliance 17a-4 broker dealer FINRA Compliance ST. PETERSBURG, Fla., March 16, 2023 (Newswire.com) - AdvisorVault, the experts in 17a-4 data archiving, partners with Compliant Workspace to help FINRA firms get on Microsoft 365. Today, many FINRA firms want to move their operations to the Microsoft 365 Cloud but are worried how compliant they will be, specifically with rule 17a-4 and its email and data retention demands. They…
